Christopher Commission

Results: 605



#Item
341Financial adviser / Mutual fund fees and expenses / Exchange-traded fund / U.S. Securities and Exchange Commission / Mutual fund / Christopher Cox / Closed-end fund / Financial economics / Investment / Soft dollar

Microsoft Word - S7[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2008-10-01 12:58:47
342Financial markets / Auditing / Securities / SEC filings / Center for Audit Quality / United States securities law / Public Company Accounting Oversight Board / U.S. Securities and Exchange Commission / Christopher Cox / Finance / Financial economics / Business

August 27, 2007 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2007-08-28 10:41:38
343Financial services / Funds / Collective investment schemes / Institutional investors / XBRL / Christopher Cox / Financial statement / Mutual fund / Regulation S-X / Financial economics / Investment / Finance

August 1, 2008 Florence E. Harmon Acting Secretary U.S. Securities and Exchange Commission 100 F Street, N.E.

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Language: English - Date: 2008-08-05 10:09:03
344Financial regulation / United States Securities and Exchange Commission / Economy of the United States / Government / Tower Amendment / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Christopher Cox

Board of Directors, [removed]Doreen M. Fisher UBS Securities LLC Duane L. Westerman, Chairman

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Language: English - Date: 2008-09-22 16:04:57
345United States securities law / Financial regulation / Investment / Corruption / Securities / Securities fraud / Christopher Cox / U.S. Securities and Exchange Commission / Private Securities Litigation Reform Act / Financial economics / Finance / Economics

Comments on[removed]by The London Pensions Fund Authority; Wirral MBC on Behalf of the Merseyside Pension Fund; Mn Services Vermogensbeheer B.V.; The Council of the Borough of South Tyneside Acting in Its Capacity as the A

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Source URL: www.sec.gov

Language: English - Date: 2011-02-28 17:24:27
346Business / Financial regulation / Short selling / Mathematical finance / Christopher Cox / U.S. Securities and Exchange Commission / Algorithmic trading / Short / Financial markets / Financial economics / Finance

$ BARCMYS GLOBAL INVESTORS Michael L. Crowl Managing Director

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Language: English - Date: 2008-10-15 14:46:56
347Financial markets / United States Securities and Exchange Commission / United States securities law / U.S. Securities and Exchange Commission / Christopher Cox / Market impact / Short / Renaissance Technologies / Institutional investor / Financial economics / Finance / Investment

Renaissance September 25, 2008 VIA ELECTRONIC DELIVERY AND FEDERAL EXPRESS Secretary Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2008-09-26 11:10:47
348SEC filings / 73rd United States Congress / United States Securities and Exchange Commission / Financial statements / Christopher Cox / XBRL / International Financial Reporting Standards / U.S. Securities and Exchange Commission / Generally Accepted Accounting Principles / Finance / Business / United States securities law

PDF Document

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Source URL: www.sec.gov

Language: English - Date: 2008-08-05 15:53:29
349Financial services / Institutional investors / Collective investment schemes / Soft dollar / Mutual fund / U.S. Securities and Exchange Commission / Christopher Cox / Financial adviser / Hedge fund / Financial economics / Investment / Finance

October 1, 2008 Ms. Florence Harmon Acting Secretary Office of the Secretary U.S. Securities and Exchange Commission

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Language: English - Date: 2008-10-06 15:13:19
350Private law / Corporate governance / Law / Board of directors / Christopher Cox / Proxy statement / Proxy voting / Corporations law / Management / Business

June 19,2007 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, DC 20549

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Source URL: www.sec.gov

Language: English - Date: 2007-06-20 11:46:22
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